| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited | RO | 證券交易 | 2019-06-13 | - |
| Rep | 就證券提供意見 | 2017-08-24 | - | |
| Rep | 提供資產管理 | 2017-08-24 | - | |
| Dongxing Securities (Hong Kong) Asset Management Company Limited | RO | 就證券提供意見 | 2017-02-08 | 2017-07-29 |
| RO | 提供資產管理 | 2017-02-08 | 2017-07-29 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2016-02-18 | 2017-02-09 |
| China Universal Asset Management (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2011-09-09 | 2015-08-19 |
| Rep | 提供資產管理 | 2011-09-09 | 2015-08-19 |