| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Chuo Mitsui Investments Hong Kong Limited | Rep | 就證券提供意見 | 2010-04-07 | 2011-09-04 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2009-08-24 | 2010-03-24 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-08-24 | 2010-03-24 |