| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TRG MANAGEMENT HONG KONG LIMITED | Rep | 提供資產管理 | 2013-12-16 | 2015-04-30 |
| Citigroup Venture Capital International Asia Limited | Rep | 就機構融資提供意見 | 2006-08-01 | 2013-11-30 |
| Rep | 就證券提供意見 | 2006-08-01 | 2013-11-30 | |
| Rep | 提供資產管理 | 2006-08-01 | 2013-11-30 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2004-05-11 | 2006-08-01 |
| Rep | 證券交易 | 2004-05-11 | 2006-08-01 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2004-05-11 | 2006-08-01 |