| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMT ADVISORS ASIA LIMITED | Rep | 提供資產管理 | 2008-10-27 | 2011-12-31 |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2008-03-17 | 2008-09-12 |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2007-08-28 | 2008-09-12 |
| Rep | 期貨合約交易 | 2007-08-28 | 2008-09-12 | |
| Rep | 證券交易 | 2007-08-28 | 2008-09-12 |