| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HPEF Capital Partners Limited | Rep | 就證券提供意見 | 2013-07-08 | 2015-09-22 |
| Rep | 提供資產管理 | 2013-07-08 | 2015-09-22 | |
| CVC Asia Pacific Limited | Rep | 就機構融資提供意見 | 2008-05-19 | 2013-06-28 |
| Rep | 就證券提供意見 | 2008-05-19 | 2013-06-28 | |
| Rep | 提供資產管理 | 2008-05-19 | 2013-06-28 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2008-02-11 | 2008-04-16 |
| Rep | 證券交易 | 2008-02-11 | 2008-04-16 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2008-02-11 | 2008-04-16 |