| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CVC Asia Pacific Limited | Rep | 就證券提供意見 | 2007-11-19 | 2016-04-11 |
| Rep | 提供資產管理 | 2007-11-19 | 2016-04-11 | |
| Rep | 就機構融資提供意見 | 2007-11-06 | 2016-04-11 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2005-09-16 | 2007-08-10 |
| Rep | 證券交易 | 2005-09-16 | 2007-08-10 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2005-09-16 | 2007-08-10 |