| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | RO | 證券交易 | 2017-08-18 | 2019-05-01 |
| Rep | 證券交易 | 2017-03-01 | 2017-08-18 | |
| Rep | 就證券提供意見 | 2017-03-01 | 2019-05-01 | |
| DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-11-17 | 2017-02-28 |
| Rep | 證券交易 | 2009-11-17 | 2017-02-28 | |
| NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | 就證券提供意見 | 2007-12-24 | 2009-10-09 |
| Rep | 證券交易 | 2007-12-24 | 2009-10-09 |