| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DAH SING SECURITIES LIMITED | Rep | 證券交易 | 2008-06-25 | 2020-06-04 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2005-12-08 | 2007-06-30 |
| Rep | 期貨合約交易 | 2005-12-08 | 2008-03-29 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-12-08 | 2008-03-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-04-23 | 2005-12-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2003-06-03 | 2005-12-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-06-03 | 2005-12-01 |