| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-09-12 | 2016-07-15 |
| Rep | 提供資產管理 | 2011-09-12 | 2016-07-15 | |
| Rep | 證券交易 | 2011-09-12 | 2016-07-15 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2009-10-12 | 2011-08-26 |
| Rep | 期貨合約交易 | 2009-10-12 | 2011-08-26 | |
| Rep | 就證券提供意見 | 2008-11-06 | 2011-08-26 | |
| Rep | 證券交易 | 2008-11-06 | 2011-08-26 |