| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BEA Union Investment Management Limited | Rep | 就證券提供意見 | 2019-05-23 | 2021-07-31 |
| Rep | 提供資產管理 | 2019-05-23 | 2021-07-31 | |
| Samsung Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-10-12 | 2019-05-16 |
| Rep | 提供資產管理 | 2012-10-12 | 2019-05-16 | |
| SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-05-08 | 2012-09-24 |
| Rep | 證券交易 | 2007-05-08 | 2012-09-24 | |
| Rep | 提供資產管理 | 2005-08-01 | 2012-09-24 | |
| Citigroup Global Markets Asia Limited | Rep | 提供資產管理 | - | 2005-01-28 |
| Rep | 就機構融資提供意見 | - | 2005-03-21 | |
| Rep | 提供自動化交易服務 | - | 2005-03-21 | |
| Rep | 證券交易 | - | 2005-03-21 | |
| Rep | 就證券提供意見 | - | 2005-05-18 |