| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2020-11-11 | - |
| Rep | 證券交易 | 2020-11-11 | - | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2020-02-26 | - |
| Rep | 期貨合約交易 | 2020-02-26 | - | |
| Rep | 證券交易 | 2020-02-26 | - | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-06-05 | 2018-10-31 |
| Rep | 證券交易 | 2018-06-05 | 2018-10-31 | |
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2012-10-16 | 2015-07-17 |
| Rep | 證券交易 | 2012-10-16 | 2015-07-17 | |
| De Riva Asia Limited | Rep | 期貨合約交易 | 2011-02-21 | 2012-09-25 |
| Rep | 證券交易 | 2011-02-21 | 2012-09-25 |