| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Elixir Capital Management Limited | RO | 提供資產管理 | 2009-02-18 | 2023-11-17 |
| H S Asset Management Limited (d2010-05-24) | RO | 提供資產管理 | 2007-11-26 | 2008-08-07 |
| GAM HONG KONG LIMITED | Rep | 提供資產管理 | 2005-12-12 | 2007-03-31 |
| ORIENTAL PATRON ASIA LIMITED | Rep | 就證券提供意見 | 2004-03-29 | 2005-02-22 |
| RO | 就證券提供意見 | 2003-09-24 | 2004-03-29 | |
| Rep | 就證券提供意見 | 2003-07-19 | 2003-09-24 | |
| Rep | 提供資產管理 | 2003-07-19 | 2005-11-09 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | - | 2003-04-29 |
| Rep | 就證券提供意見 | - | 2003-04-29 | |
| Rep | 提供資產管理 | - | 2003-04-29 | |
| Rep | 提供自動化交易服務 | - | 2003-04-29 | |
| Rep | 證券交易 | - | 2003-04-29 |