| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-04-08 | - |
| Rep | 證券交易 | 2016-04-08 | - | |
| CBH Asia Limited | Rep | 證券交易 | 2012-01-17 | 2016-03-21 |
| Rep | 就證券提供意見 | 2011-12-28 | 2016-03-21 | |
| Rep | 提供資產管理 | 2011-12-28 | 2016-03-21 | |
| Belvest Investment Services Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-31 |
| Rep | 就證券提供意見 | 2003-04-01 | 2011-12-16 | |
| Rep | 提供資產管理 | 2003-04-01 | 2011-12-16 |