| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| First Shanghai Investment Management (HK) Limited | RO | 就證券提供意見 | 2015-03-18 | - |
| RO | 提供資產管理 | 2015-03-18 | - | |
| China Alpha Fund Management (HK) Limited | RO | 就證券提供意見 | 2013-01-18 | 2014-08-31 |
| RO | 提供資產管理 | 2013-01-18 | 2014-08-31 | |
| Rep | 就證券提供意見 | 2011-08-10 | 2013-01-18 | |
| Rep | 提供資產管理 | 2011-08-10 | 2013-01-18 | |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2007-03-12 | 2008-08-04 |
| CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-06-16 | 2007-01-31 |
| Rep | 提供資產管理 | 2006-06-16 | 2007-01-31 | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 就證券提供意見 | 2004-07-30 | 2006-06-28 |
| CHINA TONGHAI (IA) LIMITED | Rep | 就證券提供意見 | 2003-04-01 | 2004-04-12 |
已採集記錄中暫無金管局登記。