| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | 就證券提供意見 | 2023-06-28 | - |
| Rep | 證券交易 | 2023-06-28 | - | |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2017-08-28 | 2023-04-04 |
| Rep | 證券交易 | 2017-08-28 | 2023-04-04 | |
| GAINWELL SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2015-12-04 | 2017-07-17 |
| RO | 提供資產管理 | 2015-12-04 | 2017-07-17 | |
| RO | 證券交易 | 2015-12-04 | 2017-07-17 | |
| Rep | 提供資產管理 | 2004-09-13 | 2015-12-04 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-20 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-20 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2015-12-04 | |
| Rep | 證券交易 | 2003-04-01 | 2015-12-04 |