| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 證券交易 | 2024-06-07 | - |
| RO | 期貨合約交易 | 2022-01-28 | - | |
| Rep | 期貨合約交易 | 2020-12-31 | 2022-01-28 | |
| RO | 期貨合約交易 | 2017-07-31 | 2020-12-31 | |
| JS SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2017-07-11 | 2020-02-28 |
| Rep | 證券交易 | 2017-07-11 | 2020-02-28 | |
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-07-11 | 2017-07-31 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2015-09-08 | 2017-05-31 |
| Rep | 期貨合約交易 | 2015-09-08 | 2017-05-31 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2015-09-08 | 2017-05-31 |
| Rep | 證券交易 | 2015-09-08 | 2017-05-31 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-03-30 | 2015-08-06 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-03-30 | 2015-08-06 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2015-02-10 | 2015-03-16 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2015-02-10 | 2015-03-16 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2012-11-16 | 2015-02-01 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-11-16 | 2015-02-01 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | 期貨合約交易 | 2010-10-25 | 2012-09-18 |
已採集記錄中暫無金管局登記。