| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | RO | 證券交易 | 2012-03-15 | 2012-10-19 |
| Rep | 證券交易 | 2011-09-15 | 2012-03-15 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-10-30 | 2011-07-19 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2007-08-27 | 2009-02-23 |