| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2012-12-14 | 2013-05-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2012-12-14 | 2013-05-25 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2011-04-28 | 2012-08-31 |
| Rep | 證券交易 | 2011-03-16 | 2012-08-31 | |
| South China Forex Limited | Rep | 槓桿式外匯交易 | 2011-01-07 | 2011-03-08 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2010-11-12 | 2011-03-08 |