| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yunfeng Asset Management Limited | RO | 就證券提供意見 | 2025-04-17 | - |
| Yunfeng Financial Markets Limited | RO | 就證券提供意見 | 2025-04-17 | - |
| RO | 提供資產管理 | 2025-04-17 | - | |
| Yunfeng Asset Management Limited | RO | 提供資產管理 | 2023-01-18 | - |
| Rep | 提供資產管理 | 2022-05-16 | 2023-01-18 | |
| Yunfeng Securities Limited | RO | 就證券提供意見 | 2022-05-16 | - |
| RO | 證券交易 | 2022-05-16 | - | |
| Metaverse Securities Limited (HK) | Rep | 就期貨合約提供意見 | 2020-11-12 | 2021-06-18 |
| RO | 證券交易 | 2018-11-05 | 2021-06-18 | |
| Rep | 就證券提供意見 | 2018-09-21 | 2021-06-18 | |
| Rep | 提供資產管理 | 2018-09-21 | 2021-06-18 | |
| Rep | 證券交易 | 2018-09-13 | 2018-11-05 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2018-05-03 | 2018-08-04 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-07-17 | 2018-08-04 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-07-17 | 2018-05-03 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2011-08-16 | 2012-07-31 |
| Rep | 證券交易 | 2011-08-16 | 2012-07-31 |
已採集記錄中暫無金管局登記。