| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2011-08-15 | 2012-02-06 |
| Rep | 證券交易 | 2011-08-15 | 2012-02-06 | |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就證券提供意見 | 2010-09-06 | 2011-07-22 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2010-09-06 | 2011-07-22 |