| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Safari Asia Limited | Rep | 就證券提供意見 | 2025-11-27 | - |
| Rep | 提供資產管理 | 2022-11-22 | - | |
| Rep | 證券交易 | 2022-11-22 | - | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2020-08-19 | 2021-09-17 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-08-19 | 2021-09-17 |
| VALUABLE CAPITAL LIMITED | Rep | 期貨合約交易 | 2020-07-06 | 2020-07-08 |
| Rep | 證券交易 | 2020-07-06 | 2020-07-08 | |
| Hongkong Yifu International Futures Limited | RO | 證券交易 | 2019-09-13 | 2020-06-12 |
| RO | 期貨合約交易 | 2019-02-25 | 2020-06-12 | |
| Rep | 期貨合約交易 | 2018-11-15 | 2019-02-25 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2014-10-21 | 2018-10-19 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-10-21 | 2018-10-19 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2011-11-30 | 2014-10-10 |
| Rep | 證券交易 | 2011-05-11 | 2014-10-10 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2011-03-21 | 2011-05-01 |
已採集記錄中暫無金管局登記。