| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Winner Zone Asset Management Limited | RO | 就證券提供意見 | 2026-06-30 | - |
| RO | 提供資產管理 | 2026-06-30 | - | |
| Rep | 就證券提供意見 | 2026-04-30 | 2026-06-30 | |
| Rep | 提供資產管理 | 2026-04-30 | 2026-06-30 | |
| SDG Asset Management (HK) Limited | RO | 就證券提供意見 | 2022-11-10 | 2026-04-17 |
| RO | 提供資產管理 | 2022-11-10 | 2026-04-17 | |
| Rep | 就證券提供意見 | 2017-03-15 | 2022-11-10 | |
| Rep | 提供資產管理 | 2017-03-15 | 2022-11-10 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-03-11 | 2017-02-20 |
| Rep | 就證券提供意見 | 2015-03-11 | 2017-02-20 | |
| Rep | 證券交易 | 2015-03-11 | 2017-02-20 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2014-06-20 | 2015-01-30 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2011-02-24 | 2014-05-30 |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就證券提供意見 | 2010-04-22 | 2011-02-01 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 就證券提供意見 | 2010-03-24 | 2011-01-07 |
金管局記錄暫時無法載入，請稍後重試。