| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2021-04-01 |
| Rep | 證券交易 | 2012-06-13 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-06-13 | 2021-04-01 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2011-04-11 | 2012-06-05 |
| Rep | 證券交易 | 2011-04-11 | 2012-06-05 | |
| South China Forex Limited | Rep | 槓桿式外匯交易 | 2010-08-03 | 2010-10-21 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2008-02-15 | 2010-10-21 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2008-02-15 | 2010-10-21 |