| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC CFI Asset Management Company Limited | RO | 提供資產管理 | 2024-07-04 | - |
| Dongxing Securities (Hong Kong) Asset Management Company Limited | RO | 提供資產管理 | 2021-08-11 | 2023-11-28 |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就證券提供意見 | 2021-01-18 | 2021-05-28 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited | RO | 就證券提供意見 | 2020-08-19 | 2023-11-28 |
| Rep | 就證券提供意見 | 2020-07-10 | 2020-08-19 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2019-02-01 | 2020-06-05 |
| Rep | 就證券提供意見 | 2017-09-12 | 2019-02-01 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2015-06-29 | 2017-08-21 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2011-05-11 | 2013-05-31 |
已採集記錄中暫無金管局登記。