| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SW Capital Management Limited | Rep | 就證券提供意見 | 2024-07-23 | - |
| Rep | 提供資產管理 | 2024-07-23 | - | |
| Rep | 證券交易 | 2024-07-23 | - | |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2017-11-21 | 2018-12-18 |
| HANG SENG SECURITIES LIMITED | Rep | 證券交易 | 2017-09-19 | 2017-11-06 |
| Marex Hong Kong Limited | Rep | 期貨合約交易 | 2011-11-14 | 2014-09-29 |
| HANG SENG SECURITIES LIMITED | Rep | 就證券提供意見 | 2011-07-15 | 2011-10-31 |
| Rep | 證券交易 | 2011-07-15 | 2011-10-31 |