| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Advent Securities (Hong Kong) Limited | RO | 證券交易 | 2022-10-13 | - |
| DL SECURITIES (HK) LIMITED | RO | 證券交易 | 2018-08-29 | 2021-02-09 |
| Hong Kong Securities (International) Company Limited | RO | 證券交易 | 2017-07-14 | 2017-10-31 |
| VAST HARBOUR SECURITIES LIMITED | Rep | 證券交易 | 2014-09-11 | 2017-06-28 |
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2003-10-15 | 2014-08-31 |