| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2018-08-09 | - |
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2010-07-09 | 2018-07-31 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2005-08-10 | 2010-02-28 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2004-05-13 | 2005-08-08 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-20 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-20 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-20 | |
| Rep | 證券交易 | 2003-04-01 | 2004-04-13 |