| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| N Plus Capital Limited | RO | 就證券提供意見 | 2026-09-08 | - |
| RO | 提供資產管理 | 2026-09-08 | - | |
| RICHES DEPOT SECURITIES CO., LIMITED | RO | 證券交易 | 2026-09-08 | - |
| N Plus Capital Limited | Rep | 就證券提供意見 | 2026-08-20 | 2026-09-08 |
| Rep | 提供資產管理 | 2026-08-20 | 2026-09-08 | |
| RICHES DEPOT SECURITIES CO., LIMITED | Rep | 證券交易 | 2026-08-20 | 2026-09-08 |
| Azure Tide Capital Limited | Rep | 就證券提供意見 | 2026-06-01 | 2026-07-21 |
| Rep | 提供資產管理 | 2026-06-01 | 2026-07-21 | |
| Rep | 證券交易 | 2026-06-01 | 2026-07-21 | |
| JQ Investments (HK) Limited | RO | 就證券提供意見 | 2025-10-06 | 2026-04-26 |
| RO | 提供資產管理 | 2025-10-06 | 2026-04-26 | |
| RO | 證券交易 | 2025-10-06 | 2026-04-26 | |
| Rep | 就證券提供意見 | 2025-09-02 | 2025-10-06 | |
| Rep | 提供資產管理 | 2025-09-02 | 2025-10-06 | |
| Rep | 證券交易 | 2025-09-02 | 2025-10-06 | |
| SINOMAX SECURITIES LIMITED | RO | 就證券提供意見 | 2025-03-12 | 2025-08-08 |
| Rep | 提供資產管理 | 2025-03-12 | 2025-08-08 | |
| RO | 證券交易 | 2025-03-12 | 2025-08-08 | |
| Differ Financial and Securities Limited | RO | 證券交易 | 2018-08-06 | 2024-02-08 |
| Rep | 證券交易 | 2018-07-03 | 2018-08-06 | |
| Fosun International Securities Limited | RO | 證券交易 | 2017-08-10 | 2018-06-30 |
| Rep | 證券交易 | 2016-05-17 | 2017-08-10 | |
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 證券交易 | 2015-01-28 | 2016-05-11 |
| HENIK SECURITIES LIMITED | Rep | 證券交易 | 2007-03-06 | 2015-01-16 |
已採集記錄中暫無金管局登記。