| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PO SANG SECURITIES LIMITED | Rep | 證券交易 | 2013-06-07 | - |
| Rep | 期貨合約交易 | 2013-06-07 | 2022-05-30 | |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2006-06-07 | 2013-05-25 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 證券交易 | 2006-06-07 | 2013-05-25 |
| ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2004-03-03 | 2006-05-12 |
| ROCTEC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-03-03 | 2006-05-12 |
| DAH SING SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-01 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-01 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-01 | |
| Rep | 證券交易 | 2003-04-01 | 2004-03-01 |