| TUNG YAT SECURITIES LIMITED | RO | 證券交易 | 2022-01-11 | 2022-09-21 |
| AuVantage Consultancy Limited | RO | 證券交易 | 2016-11-02 | 2021-04-20 |
| PO SANG SECURITIES LIMITED | Rep | 期貨合約交易 | 2013-06-04 | 2015-07-30 |
| Rep | 證券交易 | 2013-06-04 | 2015-07-30 |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2007-05-03 | 2013-06-01 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 證券交易 | 2007-05-03 | 2013-06-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2005-02-16 | 2007-04-11 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | - | 2004-06-29 |
| Rep | 就證券提供意見 | - | 2004-06-29 |
| Rep | 提供資產管理 | - | 2004-06-29 |
| Rep | 提供自動化交易服務 | - | 2004-06-29 |
| Rep | 證券交易 | - | 2007-04-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 就機構融資提供意見 | - | 2004-06-29 |
| Rep | 就證券提供意見 | - | 2004-06-29 |
| Rep | 提供資產管理 | - | 2004-06-29 |
| Rep | 提供自動化交易服務 | - | 2004-06-29 |
| Rep | 證券交易 | - | 2007-04-11 |