| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2013-01-28 | 2022-01-17 |
| Rep | 就證券提供意見 | 2013-01-28 | 2022-01-17 | |
| Rep | 提供資產管理 | 2013-01-28 | 2022-01-17 | |
| Horizon Asset International (HK) Limited | Rep | 提供資產管理 | 2011-09-01 | 2012-11-30 |
| FRONTPOINT MANAGEMENT (HONG KONG), LTD. | RO | 提供資產管理 | 2009-12-14 | 2011-06-30 |
| Rep | 提供資產管理 | 2008-06-10 | 2009-12-14 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | - | 2004-10-13 |
| Rep | 就證券提供意見 | - | 2004-10-13 | |
| Rep | 提供資產管理 | - | 2004-10-13 | |
| Rep | 證券交易 | - | 2008-06-06 |