| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUMEN INNOVATION ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2026-01-30 | - |
| RO | 提供資產管理 | 2026-01-30 | - | |
| Rep | 就證券提供意見 | 2025-12-03 | 2026-01-30 | |
| Rep | 提供資產管理 | 2025-12-03 | 2026-01-30 | |
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | 就期貨合約提供意見 | 2025-06-25 | 2025-11-30 |
| RO | 期貨合約交易 | 2025-06-25 | 2025-11-30 | |
| RO | 就證券提供意見 | 2023-02-17 | 2025-11-30 | |
| RO | 提供資產管理 | 2023-02-17 | 2025-11-30 | |
| FORTUNE HILL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2021-05-10 | 2022-07-10 |
| RO | 提供資產管理 | 2021-05-10 | 2022-07-10 | |
| KOALA CAPITAL MANAGEMENT LIMITED | RO | 提供資產管理 | 2020-06-24 | 2021-04-30 |
| KOALA SECURITIES LIMITED | RO | 就證券提供意見 | 2020-06-24 | 2021-04-30 |
| RO | 證券交易 | 2020-06-24 | 2021-04-30 | |
| KOALA CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2020-05-12 | 2020-06-24 |
| KOALA SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-05-12 | 2020-06-24 |
| Rep | 證券交易 | 2020-05-12 | 2020-06-24 | |
| Planetree Asset Management Limited (HK) | RO | 提供資產管理 | 2018-04-17 | 2020-05-11 |
| Planetree Futures Limited | RO | 期貨合約交易 | 2015-12-07 | 2020-05-11 |
| Planetree Securities Limited | RO | 證券交易 | 2015-12-07 | 2020-05-11 |
| Planetree Asset Management Limited (HK) | Rep | 提供資產管理 | 2015-10-29 | 2018-04-17 |
| Planetree Futures Limited | Rep | 期貨合約交易 | 2015-10-29 | 2015-12-07 |
| Planetree Securities Limited | Rep | 證券交易 | 2015-10-29 | 2015-12-07 |
| Lee Kee Store Company Limited | RO | 期貨合約交易 | 2015-02-04 | 2015-10-08 |
| Planetree Asset Management Limited (HK) | Rep | 提供資產管理 | 2012-12-19 | 2015-01-31 |
| Planetree Futures Limited | RO | 期貨合約交易 | 2004-05-12 | 2015-01-31 |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-10-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2004-05-12 | |
| Planetree Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-13 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 證券交易 | 2003-04-01 | 2015-01-31 |
已採集記錄中暫無金管局登記。