| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YEW TREE LIMITED | Rep | 期貨合約交易 | 2019-10-02 | 2022-01-10 |
| RO | 證券交易 | 2019-07-29 | 2022-01-10 | |
| Rep | 證券交易 | 2019-04-26 | 2019-07-29 | |
| FTFT International Securities and Futures Limited | Rep | 證券交易 | 2019-04-03 | 2019-04-17 |
| Planetree Asset Management Limited (HK) | Rep | 提供資產管理 | 2018-12-12 | 2019-03-26 |
| Planetree Futures Limited | Rep | 就期貨合約提供意見 | - | 2004-02-17 |
| Rep | 提供資產管理 | - | 2004-02-17 | |
| Rep | 期貨合約交易 | - | 2019-03-26 | |
| Planetree Securities Limited | Rep | 就機構融資提供意見 | - | 2004-02-17 |
| Rep | 就證券提供意見 | - | 2004-02-17 | |
| Rep | 提供資產管理 | - | 2004-02-17 | |
| Rep | 證券交易 | - | 2019-03-26 |