| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TRINITY SECURITIES CO. LIMITED | Rep | 證券交易 | 2021-07-26 | 2021-12-31 |
| BERICH BROKERAGE LIMITED | Rep | 證券交易 | 2017-12-12 | 2021-06-30 |
| Planetree Securities Limited | Rep | 就機構融資提供意見 | - | 2004-01-28 |
| Rep | 就證券提供意見 | - | 2004-01-28 | |
| Rep | 提供資產管理 | - | 2004-01-28 | |
| Rep | 證券交易 | - | 2017-10-31 |