| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2021-03-08 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-07-15 | 2021-02-22 |
| KO'S BROTHER SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-07-08 | 2020-07-03 |
| Ko's Brother (Securities) Company | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-28 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-28 | |
| Rep | 證券交易 | 2003-04-01 | 2003-06-20 |