| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2019-03-01 | 2025-01-13 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2019-03-01 | 2025-01-13 |
| Encap (Global) Asset Management Limited | Rep | 提供資產管理 | 2010-05-18 | 2017-04-10 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2009-03-04 | 2009-12-16 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2008-12-15 | 2009-12-16 |