| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIANNE CAPITAL MANAGEMENT LIMITED | RO | 就證券提供意見 | 2024-09-03 | - |
| RO | 提供資產管理 | 2024-09-03 | - | |
| Safari Asia Limited | RO | 證券交易 | 2022-11-08 | 2024-01-28 |
| Rep | 證券交易 | 2022-09-26 | 2022-11-08 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-09-07 | 2022-07-22 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 證券交易 | 2015-12-30 | 2022-07-22 |
| Rep | 證券交易 | 2015-04-30 | 2015-12-30 | |
| Vantage New Generation Securities Limited | Rep | 證券交易 | 2013-04-03 | 2015-04-22 |
| MONEYMORE SECURITIES LIMITED | Rep | 證券交易 | 2005-08-26 | 2013-02-28 |