| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WOYI CAPITAL LIMITED | RO | 就證券提供意見 | 2023-07-05 | - |
| RO | 提供資產管理 | 2023-07-05 | - | |
| FORTUNE HILL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2021-07-12 | 2022-11-15 |
| RO | 提供資產管理 | 2021-07-12 | 2022-11-15 | |
| Rep | 就證券提供意見 | 2021-06-22 | 2021-07-12 | |
| Rep | 提供資產管理 | 2021-06-22 | 2021-07-12 | |
| KOALA SECURITIES LIMITED | Rep | 證券交易 | 2020-04-20 | 2021-05-14 |
| RO | 證券交易 | 2019-03-29 | 2020-04-20 | |
| RO | 就證券提供意見 | 2019-03-29 | 2021-05-14 | |
| KOALA CAPITAL MANAGEMENT LIMITED | RO | 提供資產管理 | 2018-12-19 | 2021-05-14 |
| Rep | 提供資產管理 | 2018-11-01 | 2018-12-19 | |
| Planetree Futures Limited | RO | 期貨合約交易 | 2018-01-30 | 2018-10-31 |
| Planetree Securities Limited | RO | 證券交易 | 2018-01-30 | 2018-10-31 |
| Planetree Asset Management Limited (HK) | RO | 提供資產管理 | 2017-07-19 | 2018-10-31 |
| AP Capital Management (Hong Kong) Limited | RO | 期貨合約交易 | 2016-08-03 | 2017-05-31 |
| RO | 證券交易 | 2016-08-03 | 2017-05-31 | |
| RO | 提供資產管理 | 2015-08-04 | 2017-05-31 | |
| Well Link Asset Management Limited | RO | 就證券提供意見 | 2014-01-02 | 2015-07-31 |
| RO | 提供資產管理 | 2014-01-02 | 2015-07-31 | |
| SMART ASSET MANAGEMENT LIMITED (HK) | RO | 就證券提供意見 | 2012-03-02 | 2013-11-26 |
| RO | 提供資產管理 | 2012-03-02 | 2013-11-26 | |
| OSCAR BENSON LIMITED (HK) | RO | 就證券提供意見 | 2009-11-16 | 2012-03-01 |
| BEAR STEARNS ASIA LIMITED | Rep | 期貨合約交易 | 2005-12-01 | 2007-07-13 |
| Rep | 就證券提供意見 | 2004-04-13 | 2004-11-19 | |
| Rep | 證券交易 | 2004-03-29 | 2007-07-13 | |
| DRAKE & MORGAN LIMITED | Rep | 證券交易 | 2004-01-05 | 2004-03-04 |
已採集記錄中暫無金管局登記。