| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORNERSTONE SECURITIES LIMITED | RO | 就證券提供意見 | 2021-03-08 | 2022-06-28 |
| CORNERSTONE ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2019-03-27 | 2022-06-28 |
| CORNERSTONE SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-05-08 | 2021-03-08 |
| RO | 證券交易 | 2016-06-13 | 2022-06-28 | |
| PICO ZEMAN SECURITIES (HK) LIMITED | RO | 證券交易 | 2010-07-12 | 2015-12-12 |
| BERICH BROKERAGE LIMITED | RO | 證券交易 | 2003-11-07 | 2010-07-01 |
| Rep | 就機構融資提供意見 | - | 2003-11-07 | |
| Rep | 就證券提供意見 | - | 2003-11-07 | |
| Rep | 提供資產管理 | - | 2003-11-07 | |
| Rep | 證券交易 | - | 2003-11-07 | |
| BERICH FUTURES (H.K.) COMPANY LIMITED | RO | 期貨合約交易 | - | 2010-07-01 |