Chak, Samuel Ka Fai 翟家輝

證監會中央編號:AMX582

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Seazen Resources Asset Management Limited	RO	就證券提供意見	2017-08-30	2019-11-15
	RO	證券交易	2017-08-30	2019-11-15
Seazen Resources Futures Limited	RO	期貨合約交易	2017-08-30	2019-11-15
Seazen Resources Securities Limited	RO	證券交易	2017-08-30	2019-11-15
CLC FUTURES LIMITED	RO	就期貨合約提供意見	2014-10-29	2017-06-27
	RO	期貨合約交易	2014-10-29	2017-06-27
CLC SECURITIES LIMITED	RO	就證券提供意見	2014-05-16	2017-06-27
	RO	證券交易	2014-05-16	2017-06-27
Soochow Securities International Futures Limited	RO	就期貨合約提供意見	2012-08-27	2014-03-07
	RO	期貨合約交易	2012-08-27	2014-03-07
Soochow Securities International Brokerage Limited	RO	就證券提供意見	2012-08-20	2014-03-07
	RO	證券交易	2012-08-20	2014-03-07
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	RO	就期貨合約提供意見	2012-03-30	2012-07-24
	RO	期貨合約交易	2012-03-30	2012-07-24
Ping An Securities (Hong Kong) Holdings Company Limited	RO	證券交易	2011-09-28	2012-07-24
	Rep	證券交易	2011-09-08	2011-09-28
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	期貨合約交易	2011-02-24	2011-09-01
	RO	證券交易	2011-02-24	2011-09-01
	Rep	期貨合約交易	2011-02-11	2011-02-24
	Rep	證券交易	2011-02-11	2011-02-24
	Rep	提供資產管理	2011-02-11	2011-09-01
ENLIGHTEN SECURITIES LIMITED	RO	證券交易	2010-02-08	2011-01-04
Arta Asset Management Limited	Rep	提供資產管理	2009-05-12	2011-01-04
	RO	證券交易	2008-10-15	2011-01-04
ENLIGHTEN FUTURES LIMITED	RO	期貨合約交易	2008-01-15	2011-01-04
	Rep	期貨合約交易	2006-05-03	2008-01-15
ENLIGHTEN SECURITIES LIMITED	Rep	證券交易	2006-05-03	2010-02-08
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	期貨合約交易	2006-01-12	2006-02-14

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Seazen Resources Asset Management Limited	RO	就證券提供意見	2017-08-30	2019-11-15
	RO	證券交易	2017-08-30	2019-11-15
Seazen Resources Futures Limited	RO	期貨合約交易	2017-08-30	2019-11-15
Seazen Resources Securities Limited	RO	證券交易	2017-08-30	2019-11-15
CLC FUTURES LIMITED	RO	就期貨合約提供意見	2014-10-29	2017-06-27
	RO	期貨合約交易	2014-10-29	2017-06-27
CLC SECURITIES LIMITED	RO	就證券提供意見	2014-05-16	2017-06-27
	RO	證券交易	2014-05-16	2017-06-27
Soochow Securities International Futures Limited	RO	就期貨合約提供意見	2012-08-27	2014-03-07
	RO	期貨合約交易	2012-08-27	2014-03-07
Soochow Securities International Brokerage Limited	RO	就證券提供意見	2012-08-20	2014-03-07
	RO	證券交易	2012-08-20	2014-03-07
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	RO	就期貨合約提供意見	2012-03-30	2012-07-24
	RO	期貨合約交易	2012-03-30	2012-07-24
Ping An Securities (Hong Kong) Holdings Company Limited	RO	證券交易	2011-09-28	2012-07-24
	Rep	證券交易	2011-09-08	2011-09-28
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	期貨合約交易	2011-02-24	2011-09-01
	RO	證券交易	2011-02-24	2011-09-01
	Rep	期貨合約交易	2011-02-11	2011-02-24
	Rep	證券交易	2011-02-11	2011-02-24
	Rep	提供資產管理	2011-02-11	2011-09-01
ENLIGHTEN SECURITIES LIMITED	RO	證券交易	2010-02-08	2011-01-04
Arta Asset Management Limited	Rep	提供資產管理	2009-05-12	2011-01-04
	RO	證券交易	2008-10-15	2011-01-04
ENLIGHTEN FUTURES LIMITED	RO	期貨合約交易	2008-01-15	2011-01-04
	Rep	期貨合約交易	2006-05-03	2008-01-15
ENLIGHTEN SECURITIES LIMITED	Rep	證券交易	2006-05-03	2010-02-08
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	期貨合約交易	2006-01-12	2006-02-14