| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INVESTPORT (H.K.) LIMITED | Rep | 就證券提供意見 | 2017-08-16 | 2017-10-12 |
| Rep | 提供資產管理 | 2017-08-16 | 2017-10-12 | |
| Rep | 證券交易 | 2017-08-16 | 2017-10-12 | |
| SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | 就證券提供意見 | 2016-10-26 | 2017-04-19 |
| RO | 提供資產管理 | 2016-10-26 | 2017-04-19 | |
| RO | 證券交易 | 2016-10-26 | 2017-04-19 | |
| VISION FINANCE (SECURITIES) LIMITED | Rep | 證券交易 | 2014-04-14 | 2016-08-10 |
| PRIME SECURITIES LIMITED (HK) | Rep | 證券交易 | 2010-02-04 | 2013-11-29 |
| PATTERSON FINANCIAL SERVICES LIMITED | Rep | 就證券提供意見 | 2005-06-07 | 2006-06-13 |