| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-02-16 | 2023-06-30 |
| Rep | 證券交易 | 2022-02-16 | 2023-06-30 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-01-02 | 2023-06-30 |
| Rep | 證券交易 | 2018-01-02 | 2023-06-30 | |
| Qantex Capital Markets Limited | Rep | 證券交易 | 2012-07-16 | 2017-12-01 |
| Rep | 期貨合約交易 | 2011-06-20 | 2017-12-01 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 證券交易 | 2008-05-20 | 2011-05-11 |