| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | Rep | 期貨合約交易 | 2014-09-15 | 2023-09-29 |
| Rep | 證券交易 | 2014-09-15 | 2023-09-29 | |
| Qantex Capital Markets Limited | Rep | 期貨合約交易 | 2011-07-14 | 2014-06-30 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2009-09-07 | 2011-04-13 |
| Rep | 證券交易 | 2009-09-07 | 2011-04-13 |