Gray, Simon Francis Hong Kong SFC License Details (ID 99758)

Gray, Simon Francis Hong Kong SFC License Details (ID 99758)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Qantex Capital Markets Limited	RO	證券交易	2012-06-08	-
	RO	期貨合約交易	2012-03-30	-
	Rep	期貨合約交易	2010-09-02	2012-03-30
Macquarie Asia Securities Limited	Rep	期貨合約交易	2009-07-20	2010-06-12
MACQUARIE CAPITAL LIMITED	Rep	證券交易	2009-07-20	2010-06-12
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2008-05-21	2009-04-16
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	證券交易	2008-05-21	2009-04-16
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	證券交易	2008-05-21	2009-04-16
Merrill Lynch (Asia Pacific) Limited	Rep	證券交易	2006-10-26	2008-02-05
Merrill Lynch Far East Limited	Rep	證券交易	2006-10-26	2008-02-05
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2006-10-26	2008-02-05