| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 證券交易 | 2025-05-20 | - |
| BOCI SECURITIES LIMITED | RO | 期貨合約交易 | 2025-05-20 | - |
| RO | 證券交易 | 2025-05-20 | - | |
| Rep | 就證券提供意見 | 2024-09-04 | - | |
| Rep | 期貨合約交易 | 2024-09-04 | 2025-05-20 | |
| Rep | 證券交易 | 2024-09-04 | 2025-05-20 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2015-03-13 | 2024-04-05 |
| Rep | 證券交易 | 2015-03-13 | 2024-04-05 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2015-03-13 | 2024-04-05 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2014-05-28 | 2015-02-02 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2014-05-28 | 2015-02-02 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-05-28 | 2015-02-02 |
| Rabo Brokerage HK Limited | Rep | 證券交易 | 2008-06-17 | 2013-08-31 |
| BEAR STEARNS ASIA LIMITED | Rep | 期貨合約交易 | 2007-07-20 | 2008-06-01 |
| Rep | 證券交易 | 2007-07-20 | 2008-06-01 |
已採集記錄中暫無金管局登記。