Personnel Hong Kong SFC License Details (ID 99825)

Personnel Hong Kong SFC License Details (ID 99825)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Nerico Brothers Limited (HK)	Rep	證券交易	2021-10-11	2022-02-16
Zero2IPO Securities Limited	Rep	證券交易	2020-07-20	2021-04-30
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	證券交易	2018-10-15	2020-01-31
Hao Tian International Securities Limited	Rep	證券交易	2017-09-21	2018-04-23
HUAJIN FUTURES (INTERNATIONAL) LIMITED	RO	期貨合約交易	2016-04-18	2017-09-13
	Rep	期貨合約交易	2016-03-16	2016-04-18
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	證券交易	2016-03-16	2017-09-13
Nerico Brothers Limited (HK)	Rep	提供資產管理	2015-11-27	2016-03-01
	Rep	期貨合約交易	2013-01-24	2016-03-01
	Rep	證券交易	2013-01-24	2016-03-01
KINGSTON FUTURES LIMITED	Rep	期貨合約交易	2012-04-27	2012-07-26
KINGSTON SECURITIES LIMITED	Rep	證券交易	2012-04-27	2012-07-26
RICHMOND ASSET MANAGEMENT LIMITED (HK)	Rep	就證券提供意見	2011-09-06	2012-02-13
	Rep	提供資產管理	2011-09-06	2012-02-13
RHB FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2009-06-10	2011-07-29
RHB SECURITIES HONG KONG LIMITED	Rep	證券交易	2007-01-18	2011-07-29
PERFECT ASSET MANAGEMENT LIMITED (HK)	Rep	就證券提供意見	2006-01-05	2007-01-09
oOo Securities (HK) Group Limited	Rep	就證券提供意見	2005-05-05	2005-06-14
PERFECT ASSET MANAGEMENT LIMITED (HK)	Rep	就證券提供意見	2003-10-13	2005-04-25