| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Samsung Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2012-01-03 | 2020-03-31 |
| RO | 提供資產管理 | 2012-01-03 | 2020-03-31 | |
| Rep | 就證券提供意見 | 2011-08-15 | 2012-01-03 | |
| Rep | 提供資產管理 | 2011-08-15 | 2012-01-03 | |
| Amova Asset Management Hong Kong Limited | RO | 就證券提供意見 | 2009-08-31 | 2011-07-31 |
| RO | 提供資產管理 | 2009-08-31 | 2011-07-31 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2007-05-25 | 2007-12-01 |
| Rep | 就證券提供意見 | 2006-09-07 | 2007-12-01 | |
| Rep | 提供資產管理 | 2006-09-07 | 2007-12-01 | |
| Amova Asset Management Hong Kong Limited | RO | 就證券提供意見 | - | 2006-08-19 |
| RO | 提供資產管理 | - | 2006-08-19 |