| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2013-05-24 | 2014-08-31 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2013-01-21 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2013-01-21 | 2014-08-31 |
| Rep | 提供資產管理 | 2013-01-21 | 2014-08-31 | |
| Rep | 證券交易 | 2013-01-21 | 2014-08-31 | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | RO | 就證券提供意見 | 2011-11-02 | 2013-01-01 |
| RO | 提供資產管理 | 2011-11-02 | 2013-01-01 | |
| Rep | 就證券提供意見 | 2005-11-02 | 2011-11-02 | |
| Rep | 提供資產管理 | 2005-11-02 | 2011-11-02 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2005-04-20 | 2005-09-13 |