| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sucden Financial (HK) Limited | Rep | 槓桿式外匯交易 | 2014-07-07 | 2015-09-11 |
| RO | 期貨合約交易 | 2012-05-10 | 2015-09-11 | |
| Rep | 期貨合約交易 | 2011-02-09 | 2012-05-10 | |
| Asia Pacific Securities Limited | Rep | 就證券提供意見 | 2010-12-31 | 2010-12-31 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2009-01-12 | 2010-04-08 |
| Rep | 期貨合約交易 | 2009-01-12 | 2010-04-08 | |
| Asia Pacific Securities Limited | Rep | 證券交易 | 2007-08-13 | 2010-12-31 |