| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-04-28 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-03-01 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-03-01 | - |
| Sun Growth Futures Limited | Rep | 期貨合約交易 | 2018-10-26 | 2018-11-23 |
| SUN GROWTH SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-07-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-07-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-07-05 | |
| Rep | 證券交易 | 2003-04-01 | 2018-11-23 |
已採集記錄中暫無金管局登記。